Compliance Associate (Transaction Monitoring)
JH Partners (Asia) Company Limited
- Company Industries：Human Resources Management/Consultancy
Job Information
- Post Date：2022-09-27
- Location：Wan Chai Area
- Employment Type：Full Time
- Job Function：Banking / Finance Financial Services
Job Description
The client is a fast-growing fintech firm with global footprint. There are >100 staff globally and they are currently looking for a compliance talent to support their HK expansion.
Job Description:
Requirements:
Job Description:
- Review of the account openings, especially to perform the formal examinations, to assess the completeness and the plausibility of the relationships in accordance with the internal policies & the global/local AML/KYC requirements and to conduct the due diligence checks;
- Reviewing & performing the transaction monitoring and preparing the report to MLRO for filing the STR whenever necessary;
- Processing of the incoming/outgoing payment and the name check alerts (i.e., sanctions, PEP)
- Providing independent and timely advice to business and other functions on all issue relating to day-to-day business, new business initiatives and transactions undertaken by clients
- Analysing the processes, the systems and advising stakeholders on the implementation of improved solutions that support business and mitigates compliance risk
- Co-ordinating and arranging compliance training for the employees
- Handling ad hoc tasks assigned by Compliance Manager.
Requirements:
- Relevant university degree holder or equivalent
- Experience in banking or handling the end-to-end onboarding of new/existing customer accounts, collecting all relevant information and managing the customer onboarding would be an advantage;
- Excellent verbal, written, and interpersonal communication skill (English, Cantonese, and Mandarin)
- Excellent detailed-oriented skill set; Strong analytical and problem-solving capabilities;
- Excellent detailed-oriented skill set;
- An independent self-motivated individual who is bright, with good, sound judgment, and mental toughness.
Company Info
JH Partners (Asia) Company Limited (License Number: 63937) specializes in targeted search of professionals across the spectrum of investment banking, capital markets, asset management, hedge funds, PE/VC, fintech, blockchain and internet sector. With experienced consultants and researchers based in Hong Kong and China, our specialist teams are serving clients across Asia.
"A passion for service excellence builds trust and collaboration". We are dedicated to provide total solutions to talents and corporates, creating sustainable value together. JHP has been awarded as "Top 10 most socially engaged and influential staffing agency in China" by Linkedin for years.
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