Our Risk and Compliance is currently looking for high caliber candidates to join

Responsibilities

• To conduct regular pre-trade and post-trade investment compliance monitoring (will also involve in the restriction rules coding in Bloomberg and Portia system) as per the investment mandate of the portfolio and regulatory requirements, to monitor and manage the risk levels of the funds
• To assist in providing real time support on trading restriction, monitoring and approvals, and work closely with portfolio managers and traders
• To set up and maintain security master file, reference data and market data in internal systems and perform regular reviews of system data to ensure its accuracy
• To prepare and update the investment restriction matrix and procedure manuals according to investment mandate and regulations, to participate in automation of workflows and UAT on investment compliance monitoring and to involve in other ad-hoc duties as assigned

• University graduates in Business, Risk Management or related studies with minimum 3 years’ investment compliance and internal control experience in asset management industry. Candidate with less experience will be considered for junior level position
• Exposure in asset management industry and knowledge in SFC and MPFA regulatory requirements will be an advantage
• Detail-minded with multi-tasking capabilities, good analytical and interpersonal skills
• Good command of both written and spoken English and Chinese
• Experience in writing Excel VBA programs
• Proficient in MS Office applications (Excel and Word), Bloomberg Terminal and Portia
  

We offer competitive remuneration package and comprehensive fringe benefit to the right candidates. Interested parties please submit your application by clicking “Apply Now” OR

visit www.boci-pru.com.hk for our latest career opportunities.

All information received will be treated in strict confidential and only be used for recruitment related purpose. Applicants who are not being contacted within two months may consider their applications unsuccessful and their data will be destroyed within twelve months of receipt.

  
Teamwork   *  Responsibility   *   Integrity   *   Performance

BOCI-Prudential Asset Management Limited (the “Company”) offers a broad spectrum of investment products ranging from Hong Kong mandatory provident fund scheme (“MPF”), retirement schemes, retail unit trusts, to exchange traded funds, apart from the tailor-made investment strategies for individual and institutional clients.