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Director, Regulatory Compliance - Foreign Private Bank

Interfill Group Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2022-09-29
  • Career Level:Senior
  • Location:Central & Western Area
  • Yr(s) of Exp:8 years
  • Qualification:Degree
  • Salary:HK$70,000 - HK$90,000 /month
  • Employment Type:Full Time
  • Job Function:Banking / Finance  Private Banking  Others  Professional Services  Legal & Compliance
  • Benefits:Dental insurance, Gratuity, Medical insurance, Performance bonus, Work from home, Five-day work week, Flexible working hours

Job Description

My client is a Reputable European Private Bank in Hong Kong. They are now looking for a new Director for General Compliance team to support regulatory compliance and related duties.

Key Responsibilities:

  • Perform regulatory compliance duties, ensuring compliance with HKMA, SFC rules and guidelines
  • Oversee all compliance related policies and ensure compliance with regulatory bodies 
  • Keep up to date on latest regulatory changes and ensure active and timely internal communications with relevant parties and stakeholders 
  • Lead and assist with audit inspections when needed
  • Take part in ad-hoc projects related to regulatory compliance and new technologies / systems projects
Key Requirements: -
  • Bachelor's Degree
  • A minimum of 8+ years of experience from Private Banking sector, focusing on regulatory or general compliance 
  • Native level communication skills in English and Cantonese
  • Strong knowledge and experience in local regulatory rules (HKMA, SFC) 
  • Proactive personality and a team player 
This bank offers excellent work-life balance, a familial and supportive culture. The role will provide a good learning curve, hands-on exposure, working in a lean team. 

If you are interested in this role or any other compliance related positions, please apply now and send your CV in Microsoft Word format. 

Company Info

We are a leading boutique financial services search firm delivering bespoke recruitment solutions for your business and exclusive career search for professionals across the Asia-Pacific region. Our track record of successful placements across the entire banking and financial services industry allows us to understand the intricacies and challenges involved in your sector.
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