Hong Kong [Change Country] Hong Kong JobsHong Kong Banking / Finance Jobs Employers / Post Job
[ Log On ]

HK Qualified Legal Counsel (Capital Market/Banking/Trust)

The Core Securities Company Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2022-09-26
  • Career Level:Middle
  • Location:Central
  • Yr(s) of Exp:4 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Equities / Capital Markets  Professional Services  Company Secretary  
  • Benefits:Dental insurance, Medical insurance, Performance bonus, Five-day work week

Job Description

We are looking for an excellent Senior Legal Counsel to add value to and be the “backbone” of our business. You will ensure that the Group operates within the framework of the law at all times, offer advice on legal issues, and facilitate in the development of business strategies. The successful candidate will be able to ensure legal compliance and limit risk exposure.  You will report directly to the General Counsel based in Hong Kong.

Attractive remuneration package will be offered to eligible candidates.

Responsibilities:

  • Look after legal and compliance aspects of the Group’s business, covering capital markets, banking and/or trust businesses, and deal with legal issues in connection therewith
  • Draft, review, revise and negotiate on legal documents
  • Ensure the business practices and transactions are within the framework of the law at all times
  • Communicate with and handle questions from regulators which are relevant to the Group’s businesses
  • Respond to complaints on and investigate alleged violations of rules, policies and procedures by evaluating or recommending sensible solutions
  • Develop and oversee standard of conduct in daily operations
  • Provide advisory service to management on business-related issues and recommend sensible solutions to issues and problems
  • Assist in maintaining and updating policies and procedures 
  • Keep abreast of legislative changes and update legal documents in light of the legislative changes
  • Liaise with external counsels to manage access to specialized legal services
  • Handle various company secretarial matters and supervise external secretarial companies 
  • Legal documentation filing, registration and record keeping

Requirements:

  • A qualified HK solicitor with 5 to 8 years practical experience in the financial services industry and/or capital market industry
  • Degree holder of LLB, LLM or JD
  • Excellent analytical skills, with the ability to understand complex issues
  • Ability to give practical, well-reasoned and well-researched written legal advice
  • Excellent command of both spoken and written Chinese and English
  • Proven legal counseling experience in a business environment
  • Overall broad legal knowledge (corporate, capital market, banking, litigations, labor law, etc.)
  • Ability to independently develop legal strategies and objectives, and work independently with minimal supervision
  • Ability to lead and coordinate projects 
  • High degree of professional ethics and integrity
  • First class interpersonal and communication skills
  • Ability to anticipate legal issues or risks and to “see around the corner”

Benefits & Others

  • Five-day work week
  • Medical & Dental Insurance
  • Performance Bonus

Company Info

The Core Securities Company Limited understands the importance of providing professional wealth management solutions to our clients, The Core Securities combines personalized approach, in-depth expertise, and financial planning tools and resources to build and protect your wealth. Our global market team has a wealth of knowledge, resources, and solutions for all investors. Through our accredited professional advisors, our clients benefit from the expertise of our capital market research, global portfolio advisory, and wealth management services.

Whether you are building on your existing wealth, protecting your family’s financial security, or thinking about your legacy to the next generation, The Core Securities offers a complete array of wealth management services, products and solutions to meet your needs. Trust in our proven expertise to build a wealth management strategy uniquely designed to help you achieve your financial objectives for today and tomorrow.

Apply
Position Company Location Update
Subscribe job alert by email:
Email marketing by Spread