Assistant Vice President / Senior Compliance Manager, Compliance Review Department
Fubon Bank (Hong Kong) Limited
- Company Industries:Financial Services
Job Information
- Post Date:2022-09-22
- Career Level:Middle
- Location:Central
- Yr(s) of Exp:8 years
- Qualification:Degree
- Employment Type:Permanent
- Job Function:Banking / Finance Others Professional Services Legal & Compliance
- Benefits:Double pay, Life insurance, Medical insurance
Job Description
Responsibilities:
- Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head Office requirements
- Identify and evaluate regulatory compliance risk and control issues and prepare compliance review reports to highlight exceptions and provide recommendations for improvement
- Follow up on the remediation work for identified issues
- Assist Department Head to formulate and update compliance review related policies, programs and control procedures
- Handle ad-hoc tasks as assigned
Requirements:
- Degree holder or above in Accounting, Business, Law or related disciplines
- At least 8 years' experience in compliance, control or internal audit, preferably in banking, Big 4 or regulatory bodies
- Sound knowledge in banking products and services, market practice and regulatory requirements
- Good analytical, interpersonal and communication skills to work with internal parties
- Proficiency in both spoken and written English and Chinese, fluency in Mandarin is a plus
- Candidates with less experience will be considered as Senior Compliance Manager
Please send your application with full resume indicating current and expected salary, and quoting the above reference no.
For other vacancies, please visit our website: http://www.fubonbank.com.hk/
*All personal data provided by job applicants will be used for recruitment purposes only in accordance with the Bank’s Personal Data Information Collection Statement, a copy of which is available on our website: http://www.fubonbank.com.hk/web/html/sh_careers_e.html
Company Info
Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading
distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic team.
In line with our business expansion, we are inviting committed professionals to join our team. If you have the passion and belief that you can grow with our business, and contribute to our success, capitalize
on this career opportunity.
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