We want livi to be more than a bank. We want you to help us create a delightful and rewarding banking experience that allows everyone in Hong Kong to save smartly, spend consciously and live a lot more. As part of the founding team, you will get first-hand experience of financial services innovation at the cutting edge of a rapidly expanding field.

Join us now to create a more rewarding future for Hong Kong.

Responsibilities:
Assist Head of Compliance to help senior management to oversee the compliance with the local legislation, rules or codes of regulatory bodies, directive policies of the Bank, relevant risk management policies and procedures, and internal rules and regulations

Manage the compliance risk of the Bank as second line of defense and maintain effective compliance policies and procedures to support the Bank’s business strategies and risk appetite

Provide compliance advisory support to assist business units to ensure compliance with applicable regulatory requirements. Particular focus is to help current and new business initiatives to meet the prevailing regulatory requirements

Maintain proactive engagement with all applicable regulators, including handling of regulatory reviews / examinations / investigations and advise actions to be taken and follow up implementation plans based on the reported findings

Conduct compliance review, where necessary, to ensure that compliance controls for high risk areas are properly carried out in accordance with applicable laws and regulations

Keep abreast of the latest development of applicable local and international regulatory requirements

Help promote and enforce compliance culture within the Bank (e.g. by preparing relevant training materials to staff members)

Requirements:
University graduate or above in the areas of Accounting, Law, Finance or business related discipline

6+ years of working experience in financial industry and at least 3 years specialising in compliance, risk management or internal control function (preferably in sizable bank or regulatory bodies)

Sound working knowledge of the local legislation, rules or codes of regulatory bodies

Practical experience in conduct compliance review program

Good business acumen, and pragmatic approach to solving problems and implementing solutions

Good knowledge of HKMA / SFC and technology controls would be helpful

Positive attitude and personality and to be able to engage and work with stakeholders across 1st and 2nd line of controls

Excellent command of both spoken and written English and Chinese, including Putonghua

We offer competitive salary package to the successful candidate. If you are interested in joining this exciting team, please send your full resume including your CURRENT and EXPECTED salary for our consideration.

We want livi to be more than a bank. We want you to help us create a delightful and rewarding banking experience that allows everyone in Hong Kong to save smartly, spend consciously and live a lot more. As part of the founding team, you will get first-hand experience of financial services innovation at the cutting edge of a rapidly expanding field.

Join us now to create a more rewarding future for Hong Kong.