uSMART Securities is a new generation of Internet brokers in Hong Kong that provides investors with simple, professional and low-cost global investment services through technological innovation and artificial intelligence technology.

uSMART Securities (CE no. BJA907) is licensed under The Securities and Futures Ordinance (Chapter 571), and allowed to carry on Type 1, Type 4 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team members come from world-renowned technology giants and well-known financial institutions, including Tencent, Alibaba, Microsoft, Yahoo, Uber, BNP Paribas, Swiss Bank, etc.  uSMART Securities combines its leading artificial intelligence and machine learning algorithms to develop a new generation of mobile securities trading APP (uSMART) for investors, further optimizing the users’ experience of securities trading and help seek for better returns.

 Job Responsibilities:

• Handle securities and product inquiries, financial transactions for Hong Kong,  China, US stocks and US stock options
• Using different fund distributor platform for mutual fund trading
• Liaise and negotiate with external counter-parties for business cooperation
• Handle corporate account opening document including both incoming clients and opening corporate account in external counter-parties
• Negotiate with system development team for assisting system enhancement and deployment, especially for new trading product
• Risk monitoring of clients account and monitor trades
• Provide general administration and support to other Operations teams including Settlement, CS, Sales, Finance, Compliance and system development team
   

Job Requirements: 

• DSE graduates / Form 7/ Diploma or above
• Minimum 2 years of relevant experience
• Holder of SFC license RA1
• Willing to work on mid or night shift and work on HK public holiday (with shift allowance)
• Good command in spoken and written English and Chinese (fluency in Putonghua)
• Proficiency in computer applications such as Bloomberg, MS Excel, Word and PowerPoint
• Candidates with more experience will be considered as Senior Dealer

We offer attractive remuneration package to the right candidates. Interested parties please send your current and expected salary by email. 

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