Compliance Officer (Fresh graduate will also be considered)
Compliance First Consulting Limited
- Company Industries:Others
Job Information
- Post Date:2024-04-25
- Location:Sheung Wan
- Employment Type:Full time
- Others:Working location:Central
5 days work
bank holidays - Job Function:Funds Management
Job Description
Job Description
- Handle notification and examination matters to ensure compliance of SFC-licensed corporations in respect of statutory requirements
- Handle Securities and Futures Commission – license representative and responsible officer application
- Provide ad-hoc advice to clients
- Handle and update licensing matters for all licensed individuals and corporate &
- Handle ad-hoc licensing project and internal control review of clients
Required Level of Work Experience:
- 1 year to 3 years (experienced candidates with higher priority)
- Less year of experience will be considered as Assistant compliance officer.
- On job training provided Skills & Requirements
- University graduates in accounting or BBA are preferred.
- Other degree-holders are welcome. 1 to 3 years company secretary/book-keeping/accounting experience is preferred.Fresh University graduates are also welcome.
- Self-motivated, attention to details.
- Willing to learn and proactive character.
- Able to work under pressure and work independently.
- Good interpersonal communication skills and able to deal with people of wide spectrum of seniority.
- Proficiency in both Chinese and English. Fluency in spoken Mandarin is an advantage.
Company Info
Compliance First Consulting Limited
Contact
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