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Compliance Officer (Fresh graduate will also be considered)

Compliance First Consulting Limited

  • Company Industries:Others

Job Information

  • Post Date:2024-04-25
  • Location:Sheung Wan
  • Employment Type:Full time
  • Others:Working location:Central
    5 days work
    bank holidays
  • Job Function:Funds  Management  

Job Description

Job Description
 

  1.  Handle notification and examination matters to ensure compliance of SFC-licensed corporations in respect of statutory requirements
  2.  Handle Securities and Futures Commission – license representative and responsible officer application
  3.  Provide ad-hoc advice to clients
  4.  Handle and update licensing matters for all licensed individuals and corporate &
  5.  Handle ad-hoc licensing project and internal control review of clients

Required Level of Work Experience:
 

  • 1 year to 3 years (experienced candidates with higher priority)
  • Less year of experience will be considered as Assistant compliance officer.
  • On job training provided Skills & Requirements
  • University graduates in accounting or BBA are preferred.
  • Other degree-holders are welcome. 1 to 3 years company secretary/book-keeping/accounting experience is preferred.Fresh University graduates are also welcome.
  • Self-motivated, attention to details.
  • Willing to learn and proactive character.
  • Able to work under pressure and work independently.
  • Good interpersonal communication skills and able to deal with people of wide spectrum of seniority.
  • Proficiency in both Chinese and English. Fluency in spoken Mandarin is an advantage.

 

Company Info

Compliance First Consulting Limited

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