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SFC Type 1 (Sole) Responsible Officer ("RO")

Coinstreet Holdings Limited

  • Company Industries:Others

Job Information

  • Post Date:2024-06-30
  • Location:Kowloon Bay
  • Employment Type:Full time
  • Others:An unique opportunity in Web3 & Digital Asset space
    Tremendous growth and advancement opportunities
    Work with industry
  • Job Function:Stockbroking  Trading  

Job Description

(This position is under a SFC type-1 licensed corporation within the Coinstreet group)

 

A GREAT REIGONAL OPPORTUNITY IN THE RAPIDLY GROWING WEB3 AND DIGITAL ASSET SECTOR

If the below descriptions match your personal qualities, this is a great career opportunity for you!

  • You are a "builder" and "creator", passionate, results-oriented, with strong task ownership for "making things happen & making a difference";
  • A "champion", a "winner" and positive, self-driven energetic problem solver with a "Can-Do" attitude who always see a solution;
  • A highly collaborative leader who enjoys great teamwork;
  • Smart, mature, proactive, aggressive, and able to work under pressure, independently.

 

Key responsibilities:

  • Serve as RO and MIC of Finance and Accounting, in managing daily operations in compliance with SFC regulations;
  • Supervise the firm's SFC regulated activities, liaise with SFC regulators and file / submit relevant SFC applications;
  • Managing business operation of client onboarding and managing the deposits of client’s monies;
  • Developing conventional bonds and debts operations;
  • Oversight of audits and report results to the Board

 

Requirements:

  • University degree in Accounting and Finance or a related discipline OR other relevant qualifications;
  • 3+ year of senior management experience at SFC Type 1 licensed firms i.e. stock brokerage;
  • Current holder of SFC unconditional RO license for Type 1 regulated activity
  • Clean record with the SFC with no reprimands in the past;
  • Strong accounting and finance background with excellent communication skills and attention to detail;
  • Good knowledge of debt and bond investment, and operation of Bloomberg terminal;
  • Experience in operation for managing client's monies and assets and handling privatge placement and initial offerings;
  • Practical understanding of ECM/DCM, middle and back-office operations and risk controls for full-scale brokerage firms;
  • Smart, mature, proactive, aggressive, goal-oriented and able to work under pressure;
  • Open-mind and willingness to learn new ideas;
  • Strong people and relationship management, and interpersonal skills;
  • Proficiency in both English, Chinese and Putonghua.

BIG PLUS FOR - 

  • Professional credentials in accounting and finance;
  • Experienced in Web3, Digital Asset and Blockchain businesses;
  • Knowledge about private equity, alternative investment, FinTech, Blockchain and digital assets;
  • Experienced in PE/VC funds, ETFs and/or alternative investment products;
  • Immediate availability is highly preferred.

 

What We Offer

  • An unique opportunity to join a profitable, leading company in a very exciting and rapidly expanding industry.
  • Tremendous growth and advancement opportunities.
  • Innovative work with some of the leaders in the industry and a very talented global team.
  • International business environment with business operations in multiple countries.
  • Flexible working hours and holiday schedule.

 

Next Step

Please send your application and CV to this email, with answers the following questions - career(at)coinstreet.group

  • What is your knowledge about private equity, alternative investments, FinTech, Blockchain and digital assets?
  • What is the extent of your experience with regional marketing and event management?
  • What are your strongest languages?
  • What is your expected salary?
  • When are you available to start?

 

About COINSTREET

Founded in 2017, Coinstreet is an award-winning financial services and professional consulting firm focused in the Digital Asset sector. Coinstreet offers innovative fintech services, business & operation solutions, covering four key business segments including Real World Asset (RWA) Tokenization/Security Tokens, Crypto Asset Management for Private Wealth, Web3 Enterprise Solutions/Non-security Tokens, and Ecosystem Development & Marketing. Coinstreet is a co-organizer of TADS Awards (www.tadsawards.org) - the world's first international award for Tokenized Assets and Digitized Securities sector. For more information, please visit - https://coinstreet.group.

 

 

 

Company Info

Coinstreet Holdings Limited

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