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Responsible Officer (Type 3)

The Core Securities Company Limited

  • Company Industries:Others

Job Information

  • Post Date:2024-07-07
  • Location:Central
  • Employment Type:Full time
  • Others:Act as Responsible Officer for SFC Type 3 regulated activities
    Follow company direction and service existing clients
    Formu
  • Job Function:Funds  Management  

Job Description

Responsibilities

  • Act as Responsible Officer for SFC Type 3 regulated activities
  • Must acquire new clients and asset independently as well as the ability to build a successful sales team
  • Follow company direction and service existing clients
  • Traveling to Mainland China is required
  • Formulate, review and update the operations procedures

 

Requirements

  • Must be a current SFC Type 3 Responsible Officer License holder (Unconditional status for at least 2 years)
  • Must demonstrate the ability and skill in successful new client and asset acquisitions
  • Must meet sales performance by transactions, services, products and revenue
  • Must be flexible to work in flexible hours to accommodate various exchange markets
  • Familiar with portfolio construction and performance measurement using financial tools
  • Strong business sense and in-depth knowledge of the asset management industry
  • Proactive, good interpersonal skill and able to work under pressure
  • Fluent in speaking and writing skills in both English and Chinese languages

Company Info

The Core Securities Company Limited

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