Responsibilities

• Familiar with Banking Ordinance, SFO and relevant rules, codes and guidelines issued by HKMA and SFC
• Sound knowledge of relevant laws and regulations pertinent to bank
• Collaborate with business/ operations teams to establish sound internal controls to mitigate the associated risks
• Work with group compliance to keep abreast of and adhere to the updated group policies and requirements
• Work with internal parties to facilitate regulatory examinations,
• Reply to questionnaires, surveys, investigations and other regulatory enquiries
• Prepare training to and promote compliance awareness among colleagues
• Handle ad-hoc projects as assigned

Requirements

• University graduate with major in Business, Accounting, Finance, Law or related disciplines
• Minimum  5 years experience in Compliance, Internal Control, Risk Management, or internal Audit in Banking  Industry
• Holder of HKSI Paper: 1, 7 and 8 is preferable
• Familiar with Banking Ordinance, SFO and relevant rules, codes and guidelines issued by HKMA and SFC
• Well-verse in Regulatory requirements such as HKMA and SFC
• Ability to work independently and work under pressure efficiently
• Analytical with attention to details
• Good command of verbal and written Chinese and English (including Putonghua)