Responsibilities

• Liaise with both external business partners and internal departments on various documentations, including but not limited to agreements, funds’ offering documents, account opening documents etc. both before product launch and on an ongoing basis
• Review clients’ KYC and CDD documents, perform AML, FATCA and CRS related checking for client onboarding
• Review account opening documents prepared by frontline and coordinate with back office to complete account opening for clients
• Conduct periodic KYC and CDD review on existing clients
• Perform client account maintenance and ensure information is accurately updated
• Perform ad-hoc assignment as required

Requirements

• Degree holder or above in Finance, Banking, Business Administration or related discipline
• Minimum 3 years of relevant experience in agreement and offering documents review, client due diligence, both retail and institutional, AML and FATCA and CRS monitoring and middle office operation in relation to investment trust and fund custodian related services
• Knowledge in the areas of fund administration services such as transfer agency, fund valuation and settlement is preferred but not a must.
• Proficiency in PC skills, including Microsoft Word, Excel, Power Point and Access System
• Proficient in MS Office and Chinese word processing
• Good command of both written and spoken English and Chinese, both Cantonese and Putonghua
•  Immediately available is highly preferred