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Associate, Risk Management and Portfolio Control

BOCI-Prudential Asset Management Ltd

  • Company Industries:Financial Services

Job Information

  • Post Date:2014-12-16
  • Career Level:Entry Level
  • Location:Central & Western Area
  • Yr(s) of Exp:3 years
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Others  
  • Benefits:Five-day work week  Life insurance  Medical insurance

Job Description

  • Reporting to the supervisor, the incumbent is responsible to prepare regular reports related to investment compliance, post-trade checking of daily transactions to ensure investment compliance, enforce investment compliance requirements to meet all the relevant legal and regulatory requirements and guidelines
  • He/she is also required to perform duties related to trading accounts and respond to requests from counterparties and conduct KYC, to provide advice and support to the Fund Managers on resolving regulatory and investment compliance issues, to review existing workflow of preparation of reports, update and enhance investment compliance policies and to assist other assigned ad-hoc projects
  • University graduates in Business, Finance or Risk Management with 3 years’ experience in Asset Management investment restriction function
  • Familiar with the Securities and Futures Ordinance, SFC, MPFA rules and regulations
  • Sound knowledge of investment products and funds
  • FRM / CFA Level I or above is preferred
  • Knowledge in Bloomberg and VBA is preferred
  • Good command of both written and spoken English and Chinese
  • Strong interpersonal and communication skills


We provide good promotion prospects and attractive remuneration to the successful candidates. Please send us your resume with salary expected either by mail quoting the reference number on the envelope to Human Resources Department, 27/F., BOC Tower, 1 Garden Road, Hong Kong or by e-mail to assetmgt.hr@boci-pru.com.hk. Do visit our recruit web site at http://www.boci-pru.com.hk for the latest career opportunities available within the BOCI-Prudential companies.

 

All information received will be used for recruitment related purpose only. Applicants who are not being contacted within one month may consider their applications unsuccessful. Unsuccessful applications will be kept in our file for a period of six months after which they will be destroyed. Applicants will also be considered for other suitable openings within the company or its related companies.

 

                                 Expertise      *          Understanding        *          Peace of Mind

 

 

 

 

Company Info

BOCI-Prudential Asset Management Limited (the “Company”) offers a broad spectrum of investment products ranging from Hong Kong mandatory provident fund scheme (“MPF”), retirement schemes, retail unit trusts, to exchange traded funds, apart from the tailor-made investment strategies for individual and institutional clients.

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