• University graduate (preferably in Law or Accountancy), professionally qualified would be an advantage;
• At least 3 years' solid compliance experience in sizeable financial intermediaries or regulator;
• Familiar with the Securities and Futures Ordinance and Codes and Guidelines issued by the Securities and Futures Commission;
• Well organized, self-motivated and good interpersonal skill; and
• Good command of spoken and written English, Cantonese and Mandarin.

(Candidate with less working experience/fresh graduate will be considered for the post of Assistant Compliance Consultant)  

Interested parties please email your full resume and expected salary to HR@hkcompliance.com

Compliance Consulting Limited has been established since 2003 in Hong Kong as a pioneer in the industry with strong reputation and successful track records. Our team of compliance specialists provides clients with consultation advice and cost-effective business solutions including SFC licensing, compliance outsourcing, facilitating and guiding the registration of companies and their representatives in compliance with the current regulatory regime.