Responsibilities:

• Act as Responsible Officer to supervise Type 9 regulated activity (asset management) as defined under Securities & Futures Ordinance (SFO)
• Overall supervision of fund operation to ensure the compliance with the company policies, statutory rules and regulations
• Develop and train employees; conduct timely performance reviews and quality feedbacks.
• Assist in generating and reporting office performance metrics on a regular basis.
• Provide assistance in communicating with SFC and other pertinent regulators.
• Perform forecasting and scheduling to optimized operations.
• Assist in writing and maintaining proper documentation of all operations, policies, and procedures, including operational and risk control procedures.
• Perform other duties as assigned.

 Requirements : 

• Bachelor degree in Finance, Business or related field
• Minimum 5 years solid experience in fund operation management
• Previous experience in setting up new asset management platform
• Holder of SFC RO license type 9 required
• Good command of written and spoken in English and Chinese including Putonghua

 Interested parties, please send a detail resume expected salary to hr@directaccess.com.hk

 (Data collected will be kept strictly confidential and used for recruitment purpose only.)

 

DA International Financial Service Limited was established in Hong Kong. Approved by the Securities and Futures Commission, the company carries brokerage services for various products including Hong Kong and US Securities, global futures products. With our strong financial background and connections, and the aggressive attitude of our management team, we will continue to expand in a fast pace. To achieve our goals, we invite high caliber candidates to share with us and join for the following positions:-