Operations Director / Responsible Officer (Type 1, 2 & 9)
Tianda Financial Limited
- Company Industries:Financial Services
Job Information
- Post Date:2015-05-11
- Career Level:Senior
- Location:Admiralty
- Yr(s) of Exp:8 years
- Qualification:Degree
- Salary:Salary provided
- Employment Type:Full Time
- Job Function:Financial Services Legal & Compliance Order Processing & Operation / Settlement
- Benefits:Five-day work week Medical insurance Performance bonus
Job Description
Responsibilities :
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Oversee the operations of securities, futures and asset management business
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Manage and supervise the operation (including settlement for HK and Global securities / futures / bonds), license obligations, risk control, compliance management of the Company
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Perform RO functions in securities, futures and/or asset management business
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Responsible for the formulation, revision and implementation of the management system, the business process and operational rules
Requirements :
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Degree Holder in Finance, Economics, Legal and/or related disciplines
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8 years or above experience in securities sector with at least 5 years in management level as RO
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Licensed with SFC as RO for Type 1, 2 and 9 (with Type 6 is plus)
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Well versed in the operating procedures and related regulations of securities, futures and asset management
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Good command in Putonghua, Cantonese and English
We offer 5-day work week and competitive remuneration package to qualified candidates. Interested parties please send your resume with current and expected salary by e-mail to the Administration & Human Resources Department at job@tianda.com. Please visit our company’s website www.tiandafinancial.com to know more about us.
Data collected will be used for recruitment purpose only. Applicants not heard from us within 6 weeks may consider their applications filed for future openings.
Company Info
Tianda Group Co., Ltd. develops its financial business through Tianda Finance Co., Ltd. ("Tianda finance"). Founded
in 2010, Tianda Finance has Tianda Securities Co., Ltd., Tianda Asset Management Co., Ltd. and Tianda Capital Co., Ltd., which are mainly engaged in securities trading, enterprise financing, asset management, strategic investment and other businesses.
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