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Compliance Officer

Job Information

  • Post Date:2013-09-27
  • Career Level:Middle
  • Location:Central & Western Area
  • Yr(s) of Exp:2 years
  • Qualification:Degree
  • Salary:Negotiable
  • Employment Type:Full Time
  • Job Function:Legal & Compliance  
  • Benefits:Life insurance  Medical insurance

Job Description

Responsibilities:

  • Degree holder in Finance, Business or related discipline(s).
  • Minimum 2 years' solid compliance experience in investment bank / securities brokerage firm or sizable financial institutions
  • Good knowledge in SFO, securities/futures/forex regulations, corporate finance, operations, products and services in licensed corporations. 
  • Able to process and file proper documentation for all compliance related matters
  • A good team player, smart quick learner, self-motivated, strong sense of responsibility and discipline with good communication skills
  • Good PC skills in Microsoft office processing skills
  • Good command of written and spoken English and Chinese (including Putonghua will be an advantage)

Application

Interested parties please send a detailed resume, stating current and expected salary to Human Resources Dept. (email : recruitment@ebscn.hk or mail : 17/F, Far East Finance Centre, 16 Harcourt Road, HK)

Information supplied will be treated in strict confidence and used in accordance with the Personal Data (Privacy) Ordinance. Applicants not invited for interview within 6 weeks may consider their applications unsuccessful.

Company Info

China Everbright Securities International Limited is a subsidiary of Everbright Securities Company Limited (listed on the Shanghai Stock Exchange, Stock Code: 601788) and an associate company of China Everbright Limited (listed on the Hong Kong Stock Exchange, Stock Code: 165). Established in 1997, we fully leverage our position as a leading provider of cross-border financial services in Mainland China and Hong Kong with our prudent operation and financial strength. We focus on developing investment banking (corporate finance) and securities brokerage to institutions and retail clients. To support our rapid development, we are eager to invite highly motivated professional to join our team.

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