You will be responsible for:

• Liaise and deal with relevant regulatory authorities (e.g. SFC)
• Correspond with internal and external customers on compliance issues, such as Client Complaints, Trade Audits, FX License registration and examinations
• Coordinate with global Compliance Department
• Monitor standard business activities, functions and practices to ensure compliance with regulations and policies
• Provide compliance training (e.g. AML & CPT) to in-house staff
• Provide assistance on ad-hoc investigations in order to get background information to provide advice and recommendations
• Assist in establishing and developing appropriate and effective internal compliance policies and procedures on any new regulatory requirements and business activities or products
• Prepare on-going development of compliance monitoring programs that are used for monitoring assignments
• Identify key compliance risks and weaknesses and recommend enhanced procedures to improve operational efficiency and control
• Perform any ad-hoc tasks assigned

Ideal candidate should meet our below requirements:

• University graduate in Commerce and Law
• 1 - 3 years work experience (Compliance background is preferred but could be audit background)
• With professional qualification such as certified public accounts, qualified lawyers are advantages
• Solid knowledge of regulatory requirements (AML, KYC and SFC regulations)
• Good understanding of control concepts as well as compliance rules and regulations
• Strong English skills preferred, excellent writing skills required
• Skills in reading Simplified and Traditional Chinese is a must
• Traditional Chinese typing skills required
• Immediately available is highly preferred

We offer 5-day work week; comprehensive training; excellent career development and prospects and a competitive package, including annual leave, medical benefits (clinical, hospital & dental). If you are ready for a new challenge in your career, please send your full detailed resume with current & expected salary to asiahr@fxcm.com

Established in 1999 and headquartered in the UK, FXCM is a leading FX broker with a proven track record of market analytical excellence. FXCM has companies regulated in many jurisdictions across the world, including UK and Australia. Through relationships with multiple partners and affiliated companies, FXCM is able to provide abundant FX resources to the global market. Additionally, FXCM has offices, partners and affiliates in the major financial centers of the world, uniquely positioning FXCM to provide diversified market information around the world, such as Germany, France, Italy, Greece, Israel, South Africa etc.