Responsibilities :-

• Supervise Type 1 regulated activity (dealing in securities) as defined under Securities & Futures Ordinance (SFO)
• Overlook Settlement and Operation Department
• Supervise and manage the daily brokerage operations including margin and credit risk control
• Responsible for OTC operations and placing of securities
• Provide assistance in communicating with SFC, HKEX, and other relevant regulators with Company’s Legal and Compliance Department
• Provide assistance in the Company’s business development plans
• Maintain proper documentation of all operations, procedures, and risk control policies
• Perform other duties as assigned

Requirements :-

• Degree holder or above
• Current SFC Type 1 Responsible Officer License holder
• Solid background in local brokerage services and operations
• OTC securities dealing or IFA experience is a plus
• Self-motivated, excellent interpersonal and problem solving skills
• Good command of written and spoken English and Chinese (Cantonese and Mandarin)
• Sound understanding of SFO, regulations and guidelines of relevant regulatory authorities
• Immediate available is an advantage
• Licensed Representative with solid relevant experience (managerial level) will also be considered

We offer attractive remuneration and benefits to the right candidates. For interested parties, please send your full resume by clicking ‘Apply Now’

All applications will be treated in strict confidence and used exclusively for the employment purpose. Only short listed candidates will be invited for interview. The company will retain the applications for a maximum period of 6 months.

China Fortune Financial Group Limited is an investment holding group listed on the Hong Kong Stock Exchange under stock code 290 focusing on financial services. The Group manages a number of subsidiaries, namely Fortune (HK) Securities Limited, Fortune Wealth Management Limited, Fortune Asset Management Limited, Fortune Financial Capital Limited, Fortune Finance Limited and two representative offices, in Shenzhen and in Beijing.

Our principal activities include the provision of securities and insurance brokerage services, margin financing, wealth management, asset management and corporate finance services.

As a major player in the brokerage field, the Board remains vigilant towards ensuring our position in leveraging China's robust financial economy. Our long-term vision is to become a dominant leader in the financial services field, offering one stop service to clients in the small to medium capital market in greater China. The Board's strategy is to strengthen existing brokerage and financing businesses and continue to look out for expansion opportunities through organic growth and acquisitions.