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Compliance Officer

Connexions Consulting Limited

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2015-12-14
  • Location:Causeway Bay
  • Yr(s) of Exp:3 years
  • Qualification:Degree
  • Salary:HK$20,000 - 30,000 /month
  • Employment Type:Full Time
  • Job Function:Others  Legal & Compliance  
  • Benefits:Five-day work week  Medical insurance  Performance bonus

Job Description

Our client is an investment holding company. They are looking for high caliber to join their family.

 

Responsibilities:

  • Formulate and implement policies and procedures
  • Ensure all business activities are complied with relevant legal and regulatory rules and requirements
  • Provide compliance advice to various business units
  • Liaise with regulators, and stay up-to-date with regulatory developments and legislation amendments
  • Provide internal/external training of regulatory developments
  • Draft and review compliance documents
  • Compile periodic reports for regulators and management
  • Any ad hoc projects as assigned

 

Requirements:

  • Degree or above, in Business, Law or related disciplines is preferred
  • Min. 3 years relevant experience in compliance in financial services industry
  • Familiar with legal and regulatory requirements
  • Good interpersonal and communication skills
  • Independent, responsible, initiative, well-organized
  • Proficiency in MS Office
  • Good command of both spoken & written Chinese (Cantonese and Mandarin) and English
  • Immediate availability is preferred

 

For applications, please kindly send details of resume in MS Word with quoting reference. To learn more the jobs, you are welcomed to put forward your enquiry and email to us. Our consultants are welcomed to share the insights with you. 

Please note that only short listed candidates will be notified. All information collected will be treated in strict confidence and solely used for recruitment purposes only.

Company Info

Connexions Consulting Limited (“Connexions”) aims to deliver  the best expertise and human resources for international corporations and local multinational & local companies. Our Partners and Consultants are from banking & finance and general industries in Corporate Management and HR professions with over 15 years work experience and are dedicated to servicing our clients’ expectation. To learn more, please do not hesitate to contact [email protected].

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