Our clients, compose of Top Tier Banks and Financial Institutes, are currently looking for high caliber candidates to join their expanding team.

Responsibilities:

1. Cover Asset Management, Brokerage and Corporate Finance business;
2. Responsible for compliance reviewing on investment products;
3. Provide advisory services to business units on compliance and legal related matters;
4. Liaise with SFC and other regulators;
5. Responsible for all license application;
6. Update operating manuals and ensure the processes are in compliance with regulatory guidelines and internal policies;
7. Drafting and managing the roll out of compliance policies, procedures, guidelines and any associated training requirements.

Requirements:

1. University graduate in Law or related disciplines preferred;
2. At least 8 years of compliance experience in Banking & Finance Industry, candidates with less experience will be considered as Manager;
3. Extensive knowledge of financial service regulatory and licensing requirements;
4. Good Command of Chinese and English (including Putonghua);
5. A strong team player with excellent inter-personal and communication skills.

All personal data collected will be kept in strict confidence and would only be used for recruitment purpose.