Responsibilities

• Oversee the Group’s business operations being strictly in compliance with all the legal and regulatory requirements as demanded by each place of business
• Draft operational manuals for each business activity carried out by the Group companies
• Update the management with all the regulatory changes including anti-money laundering procedures and anti-terrorists financing rules and regulations.
• Draft and review legal contracts and agreements to cope with daily operations
• Liaise and follow up with external legal counsels on legal proceedings
• Examine and review viability of financial products from the compliance point of view
• Develop periodically high standard AML internal examination plans for execution by the Legal and Compliance Department
• Assist the management to mitigate all operational risks

Requirements

• Degree holder in Law, Business, Finance or related disciplines and possess legal or accountancy professional qualifications a plus
• Minimum 8 years experience in Compliance, highly preferred within banking or financial industry
• Possess related exposure in Macau preferred
• Good understanding of familiarity with applicable laws and regulations and good knowledge in financial products and commercial practices
• Excellent interpersonal skill with strong written and verbal communication skills
• Proficient in both spoken and written English and Chinese
  
• Occasionally travel to Macau may be required

Application

Interested parties please email your full resume with availability, current and expected salary to dasjobs@delta-asia.com quoting the reference number in the subject line.

All information provided will be treated in strict confidence and only be used for recruitment purpose.

Website: www.delta-asia.com

Delta Asia Financial Group is a comprehensive financial institution with over 85 years of history, comprising Retail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong, Macau, and Guangzhou. It is reputable for its Corporate Governance, Caring and the Pursuit of Excellence.  

We are committed to paying a top reward to the right people.