Responsibilities:

• Assist head of Credit Control and Risk Management to oversee routine operations;
• Monitor margin call for securities, futures and option trading, perform margin call on margin account/finance loan account and follow up with overdue payment of cash client
• Provide proper guidance to junior staff in the execution of routines and generate ideas on streamlining operation flow;
• Participate relevant in-house projects and perform the tasks being assigned by Senior Management from time to time;
• Review and adjust client's limit as a general course of operations;
• Prepare credit proposal for management approval / periodic reports to management / client on-board process;
• Perform UAT and  closely monitor the company's risk exposure, e.g. Operational, System, Market and Credit Risks;
• Collaborate with various departments internally and liaise with Head Quarter‘s Group Risk Control unit, generate the monthly report in accordance to the Head Quarter‘s guidelines;
• Review, formulate procedures and policies for the Department
• Process based risk and control assessments and ongoing monitoring frameworks including metrics and remediation management;
• Support for line of business risk management activities including new product approvals, vendor risk management, data integrity;
• Review credit proposal opening of new accounts and verification of transfers or withdrawals

Requirements:

• Bachelor’s Degree in Accounting, Finance, Business Administration or related disciplines with a minimum of 2 years relevant experience in local and global markets
• Computer literate and proficient in MS Office, including Word & Excel
• Good communication and organisation skills
• Responsible, reliable, tactful, with pleasant personality, good attitude and disposition
• Excellent command of spoken and written English, Chinese and Mandarin
• Knowledge of FRR Filing with SFC;