PB - Regulatory Compliance Manager
Morgan McKinley
- Company Industries:Human Resources Management/Consultancy
Job Information
- Post Date:2016-08-01
- Career Level:Middle
- Location:Not Specified
- Salary:HK$45,000 - 55,000 /month
- Employment Type:Full Time, Permanent
- Job Function:Private Banking Financial Services Legal & Compliance
Job Description
- Assist the Management to monitor the private banking compliance program effectively, manages the regulatory risks inherent in the private banking business activities in Hong Kong.
- Support the Firm's Private Bank operations in HK
- Represent the Firm to HKMA and SFC regulators and managing the regulatory relationship
- Provide second-line of defense advice covering all private banking activities including advisory, discretionary portfolio management and trust businesses
- Conduct second-line of defense monitoring and testing covering all private banking activities in Hong Kong.
The successful Candidate:
- Degree holder preferably in Law, Finance, Business Administration
- At least 5 years of compliance experience in private banking, wealth management, bank systems or operations, audit, compliance or law
- Understanding of Hong Kong regulations (HKMA and SFC)
- Strong knowledge of Private Banking
- Strong communication skills in English and Chinese languages
For confidential enquiry, please contact Brad Choi at bchoi@morganmckinley.com.hk or +852 39073972
Company Info
About Morgan McKinley Hong Kong
Ranked as one of Deloitte's Top 'Best Managed Companies' and headquartered in Ireland, Morgan McKinley established in Hong Kong in 2003. Our company culture, built on trust, reward, and commitment to success, is based in the financial centre in Admiralty, with 30+ recruiters speaking Cantonese, Mandarin and English.
We specialise in permanent, contract and staffing solutions for the Financial Services, Human Resources, Commerce & Industry, Technology, Digital and I.T. markets and have a consistent track record working with leading financial services front office & operations, accounting & finance, risk, compliance, legal, audit, HR, Sales & Marketing businesses.
Visit https://www.morganmckinley.com.hk/ to know more about us!
Ranked as one of Deloitte's Top 'Best Managed Companies' and headquartered in Ireland, Morgan McKinley established in Hong Kong in 2003. Our company culture, built on trust, reward, and commitment to success, is based in the financial centre in Admiralty, with 30+ recruiters speaking Cantonese, Mandarin and English.
We specialise in permanent, contract and staffing solutions for the Financial Services, Human Resources, Commerce & Industry, Technology, Digital and I.T. markets and have a consistent track record working with leading financial services front office & operations, accounting & finance, risk, compliance, legal, audit, HR, Sales & Marketing businesses.
Visit https://www.morganmckinley.com.hk/ to know more about us!
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