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Settlement Clerk / Officer **URGENT**

Forthright Financial Holdings Company Limited

  • Company Industries:Financial Services

Job Information

  • Post Date:2018-03-16
  • Career Level:Entry Level
  • Location:Not Specified
  • Salary:Salary provided
  • Employment Type:Full Time, Permanent
  • Job Function:Financial Services  Equities / Capital Markets  Order Processing & Operation / Settlement  

Job Description

 

The successful candidate is responsible for the following: 

 

Roles and Responsibilities:

  • To ensure the smooth running of department’s daily settlement functions and the daily operations comply with policies and procedures;
  • To prepare the daily settlement operations and review all the necessary reconciliations arising from the relating securities operations;
  • To ensure that all trade dealings are properly and correctly reflected into thesystem. All discrepancy needs to follow up and resolved according to the Company’s guideline;
  • To ensure accounts and settlement services instructions from clients are timely and efficiently executed;
  • To ensure the client’s transactions, statements and settlement reports are all properly updated on a daily basis;
  • To ensure all necessary change are updated and reflected in the clients’ portfolios;
  • To provide the necessary back office supporting functions to the Front Office Department;
  • To liaise with CS team on the updating and handling of account opening documentations;
  • To follow up on daily stock holding reconciliation;
  • To follow up on daily unsettled client transaction;
  • To handle corporate action event matters;
  • To communicate and liaise with Finance Department and RO to resolve any daily issues; and
  • To participate in system implantation UAT and ad-hoc projects as assigned.

 

Requirements:

  • University or above;
  • Minimum 2 years relevant experience in securities firm;
  • Knowledge of HK Equities and Derivatives, Global Futures, Global Market;
  • Good interpersonal & communication skills, attention to details & problem-solving skills;
  • Able to work independently with strong sense of responsibilities;
  • Proficient in PC knowledge, such as Word, Excel, PowerPoint; Chinese word processing is essential;
  • Good command of both spoken and written English and Chinese, and fluency in Putonghua is a must; and
  • Immediate available is preferred.

 

We offer attractive remuneration package with comprehensive benefit to the right candidate. Interested parties please click “Apply Now” to submit applications or send applications with detailed resume stating career history, present & expected salary and date available to Human Resources Department, Forthright Financial Holdings Company Limited. Applicants who are not contacted within 6 months may consider their applications for the specified position unsuccessful.

All information provided by applicants will be used only for recruitment purpose and will be used strictly confidential. Unless otherwise instructed in writing by the applicant concerned, applicants may be considered for other suitable positions within the Group and its related/partnership companies. The personal data of unsuccessful job applicants may be retained for a maximum of two years from the date when the job applications is rejected and such data may be retained for a longer period if there is a subsisting reason that obliges the Group to do so, after which the personal data will be destroyed.

Company Info

Forthright Financial Holdings Company Limited ("Forthright Financial") is a leading provider of investment and financial trading services for our customers. Established in August 2015, Forthright Financial has rapidly expanded our business with several subsidiaries, such as Forthright Securities, Forthright Asset Management, Forthright Finance, and Forthright Management Services.

Forthright Securities is a Licensed Corporation holding Type 1,2,4,5 RA under Securities & Futures Commission (CE No: BGP713) and is an active participant of HKEX (Participant ID: B02032). With our expertise on the latest Financial Technology (FinTech), Research and Customer Services, we strive to be the “Investment Expert of HK & U.S. Stock”.

To assort with our development, we sincerely invite high caliber candidates to join us for the following position:
 
 
方德金融控股有限公司(“方德金控”)致力為我們的客戶提供領先的投資及金融交易服務。方德金控於2015年8月成立,迅速拓展我們的業務,旗下有方德證券有限公司(“方德證券”)、方德資產管理有限公司、方德財務有限公司、方德管理服務有限公司等公司。

方德證券目前持有香港證券及期貨事務監察委員會(證監會)第1,2,4,5類牌照(中央編號:BGP713),亦為香港聯合交易所的參與者。方德證券擁有專業的金融科技團隊、強大的研究團隊及客服團隊,旨在打造投資者心中的“港美股投資專家”。

為配合我們的發展,我們誠邀高素質的候選人加入我們以下的職位:

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