Ref.: JDB/M/ENF/DISIMT/220503

Duties & Responsibilities:

We are seeking a candidate for a Manager position in the Intermediary Misconduct Team of the Enforcement Division.  If chosen, you will work in a multi-disciplinary team, partnering with professional investigators, accountants, lawyers and market specialists, providing strategic and legal advice in investigations, reviewing and assessing evidence gathered for potential enforcement actions including disciplinary actions.  You will also need to conduct disciplinary proceedings against intermediaries regulated by the SFC and prepare the case in appeals to the Securities and Futures Appeals Tribunal.

Requirements:

Ideal candidates should possess a university degree in Law with at least 3 years of solid experience in law enforcement, dispute resolution or litigation.  You should have strong analytical skills and the ability to articulate facts and allegations clearly. You should be a team player and good communicator with excellent command of written and spoken English and Chinese.  Knowledge of Mandarin will be a plus.  Familiarity with the securities and futures markets, financial services industry is a strong advantage. 

Please quote the reference and apply by 10 June 2022 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong

For online application, please click "Apply Now" button or refer to 
https://www.sfc.hk/en/Career/Why-the-SFC/Join-us-as-an-experienced-professional/Current-Openings/220503-Manager---Enforcement_Discipline---Intermediary-Misconduct-Team

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.