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Manager / Assistant Manager - Complaints Team, Corporate Affairs [Ref:JDB/M/AM/CT/CA/220812]

Securities and Futures Commission

  • Company Industries:Others

Job Information

  • Post Date:2022-09-30
  • Career Level:Middle
  • Location:Quarry Bay
  • Yr(s) of Exp:5
  • Qualification:Degree
  • Employment Type:Full Time, Permanent
  • Job Function:Banking / Finance  Others  Marketing / Public Relations  Public Relations - Event Management 

Job Description

Ref: JDB/M/AM/CT/CA/220812

Duties & Responsibilities:

The Complaints Team of the Corporate Affairs Division is responsible for overseeing the administration of the SFC’s complaints handing procedures.
This position reports to a Senior Manager of Complaints Team and will be primarily responsible for handling complaints of various natures, including intermediaries’ conduct, public offerings of securities, market misconduct or listed companies misconduct.

Requirements:

You must have a university degree and at least five years of solid experience in the financial services sector, preferably with in-depth knowledge of the operations of the securities and futures industry, or be a compliance officer with good regulatory knowledge. You must have good analytical, problem-solving, interpersonal and communications skills with a strong sense of responsibility. An excellent command of both written and spoken English and Chinese is essential, with fluency in Putonghua an advantage.
Candidates with less experience may be considered for the position of Assistant Manager.

Please quote the reference and apply by 14 October 2022 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
54/F, One Island East,
18 Westlands Road, Quarry Bay, Hong Kong

For online applications, please click "Apply Now" button or refer to https://www.sfc.hk/en/Career/Why-the-SFC/Join-us-as-an-experienced-professional/Current-Openings/220812-Manager_Assistant-Manager---Complaints-Team_Corporate-Affairs

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

We are an EQUAL OPPORTUNITY EMPLOYER.

Company Info

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.

Apply
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