- Assess and review the design of internal controls procedure and framework accordance to updated rules and regulations as well as for control enhancement.

- Maintain close relationships with process and control owners to maintain current knowledge of business, organizational and technological changes, and to ensure controls and process documentation are updated accordance to the latest business operation as well as rules and regulation.

- Performs audit or internal control review projects and consulting engagements in accordance with established methodology and within budgeted timeframes.

- Under limited supervision, performs audit or internal control review procedures, such as: interviews, identifying and defining issues, developing criteria, reviewing, and analyzing evidence, and documenting processes.

- Prepares, or assists in the preparation of drafts of, audits or review reports which include the development of clear, constructive, and actionable recommendations to address risks identified.

- Works closely with Front Office, Compliance and other supporting functions on the enforcement and monitoring of remediation plan of audit findings or internal control review.

- Performs other related work or external audit assistance as assigned by Internal Control management.

Requirements and Skills

- Bachelor’s degree from an accredited college/university in Accounting, Finance, or other relevant field. Additional years of relevant experience will be considered in lieu of education.

- Certified Public Accountant (CPA), Certified Internal Auditor (CIA) or certified Information Systems Auditor (CISA) designation preferred.

- Four years of financial, operational, or compliance audit/control experience at a public accounting firm, or in an internal audit department.

- Strong analytic and problem-solving capabilities and the ability to identify solutions and recommendations that effectively address business and control needs.

- Strong understanding of control procedures and audit techniques. Understanding of internal auditing standards, COSO, and risk assessment practices.

- Ability to multi-task effectively, responding to changing business priorities and deadlines.

- Ability to work collaboratively with team members across multiple divisions and departments.

- Ability to work independently under general supervision with considerable latitude for initiative and independent judgment.

SINA新浪旗下互聯網劵商

華盛資本証券有限公司在港發展多年，是目前少數擁有香港證監會牌照的互聯網券商。憑著深厚的金融交易風控經驗及卓越的研發技術，華盛將成為新浪金融版圖中繼支付、理財、貴金屬等業務外，在證券交易及海外資產配置領域的重要佈局。為配合業務發展，現誠邀優秀人才加盟我們的專業隊伍