Key Areas of Responsibilities

• Manage trade lifecycle for products: Cash equity, Listed Future/Options, Portfolio Swap, Stock Borrow Lending, Structured Notes, Warrant/CBBC, etc.
• Cash flow management such as validation in swap performance, funding interest, and products events for instance
• Interacting with the Sales & Trading Desks, answering any ad-hoc requests/trade related questions
• Working with Clients and external stakeholders such as PB’s in order to ensure daily deliverables are met
• Processing of corporate actions, post trade and life-cycle events
• Minimize operational risks which stem from meagre management on daily operations
• Working with technology for implementation of new processing platforms and system enhancements
• Participate in New Product Approval process
• Interaction with other CLSA departments such as Audit, Finance, Product Control and Risk to ensure accurate trade capture
• Control, reconcile, and resolve the trade processing exceptions
• Products Static Data / SDI / Client account setup

Requirements

• Minimum 1-3 years’ experience in Middle Office / Trade Support role
• Familiarity and experience with the front-to-back lifecycle
• Control focused and with a track record of excelling in Operations team
• Ability to meet strict deadlines in a fast-paced environment
• Strong Organizational, Communication and Prioritization skills
• Proactive and willing to take ownership of tasks
• PC skills including MS Office (particular Excel/VBA)

CLSA may collect personal data from you for purposes relating to your engagement with the Company, including human resource management and other business and internal / external compliance purposes. Any personal information and /or data collected and held by the Company may be used by the Company or transferred (whether within/ outside Hong Kong) to any other parties within the Company, subsidiaries and affiliates of the Company, internal or external service providers, or any other relevant parties including governmental or regulatory authorities, for the above purposes.