Responsibilities:

• Work with key stakeholders to analyse the potential impacts of regulatory requirements;

• Assist the Team Head/Department Head to conduct reviews and ensure internal policies and procedures comply with regulatory requirements;

• Handle licensing related matters and related monitoring, regulatory filing and reporting;

• Provide compliance training and promote compliance awareness among the bank staff;

• Assist in liaising with regulators on compliance matters and regulatory enquiries/examination related to the bank;

• Handle ad-hoc projects as from time to time be assigned by the Team Head/ Department Head;
  

Requirements:

• A minimum of 5 years of experience in a compliance/risk management role within a bank or regulatory bodies

• Familiar with codes, guidelines of HKMA and SFC on banking and investment products.

• A degree in Law, Finance or Business-related disciplines. Relevant qualification such as CPA will be an advantage.

• Excellent verbal and written communication skills in English, Cantonese and Mandarin.

• Collaborative, detail-oriented and analytical with the ability to identify potential issues and solutions.

• Enthusiasm to work in a dynamic environment.

Mandatory Reference Checking Scheme

Mandatory Reference Checking Scheme (MRC Scheme) may be applicable for certain relevant positions. It is a standardised reference-checking arrangement that is designed to support the integrity of "authorized institutions" regulated by the Hong Kong Monetary Authority (HKMA). Pursuant to the MRC scheme, our Bank will conduct a mandatory reference check by requesting information from each relevant former and current employer of applicants. For more details about the MRC Scheme, please visit the website of the Hong Kong Association of Banks: https://www.hkab.org.hk/en/page/5/mandatory-reference-checking-scheme-phase-2

Applicants who are not invited for an interview within the 8 weeks after submission of application may assume their applications unsuccessful. We may review applications received for suitability for other posts within the Company. All personal data provided will be treated in strict confidence and used strictly for recruitment-related purposes only. We shall retain the personal data of unsuccessful applicants for a period of 24 months upon receipt of such application.

ZA Bank, licensed by the HKMA in 2019, is Hong Kong's first and largest digital bank. With 800,000 users as of 30 June 2024, it leads the city's digital banking sector in customer base and deposits. ZA Bank's "Community-Driven" approach actively involves users in product development, resulting in tailored financial services for individuals, SMEs, and Web3 enterprises. The bank offers a comprehensive range of services including banking, investment, insurance, and business solutions. ZA Bank continues to innovate in Hong Kong's financial landscape. It operates as a subsidiary of ZA Global, established in 2017, to explore global fintech and insurtech opportunities.