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Responsible Officer (SFC RO 1, 4 and 9)

Hong Kong Job Consulting

  • Company Industries:Human Resources Management/Consultancy

Job Information

  • Post Date:2025-11-25
  • Location:Hong Kong Island
  • Yr(s) of Exp:5 years of pertinent experience
  • Qualification:Bachelor’s degree
  • Language Required:English Putonghua Chinese
  • Salary:$28,000 – $32,000 per month
  • Employment Type:Casual/Vacation
  • Job Function:Financial Services

Job Description


A licensed wealth management firm, has maintained a strong operating model for over 25 years, gaining a stellar reputation and expanding its Pan-Asian network with numerous investment professionals and service providers.


Responsibilities

  • Act as the Responsible Officer: Oversee management responsibilities and supervise regulated activities (SFC 1, 4, 9) for the Group.

  • Strategic Development: Design and execute business strategies to enhance the Group’s wealth management offerings, targeting clients in partnership with business associates across the Greater China region.

  • Comprehensive Service Delivery: Deliver a full spectrum of investment and wealth management services to our business partners.

Requirements

  • Bachelor’s degree in Accounting, Economics, Business Administration, Finance, or a related field

  • Holder of Responsible Officer license for SFC activities 1, 4, and 9

  • At least 5 years of pertinent experience within banking or financial services institutions

  • Excellent verbal and written communication skills, with the ability to interact with stakeholders at all levels

  • Fluent in both English and Chinese; proficiency in Putonghua is essential


Company Info

Hong Kong Job Consulting is an international head hunting company providing professional selection and recruitment services to various industries. Our consultants specialize by industry sector providing you with relevant market knowledge. We deliver cutting edge recruitment solutions to clients. Our specialist approach covers:Banking & Finance industry, Information Technology & Telecommunications, MNCs & FMCG and Hospitality, Beauty Care & Medical Industry.

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